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948 lines
40 KiB
JavaScript
948 lines
40 KiB
JavaScript
#!/usr/bin/env node
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/**
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* GAIA pre-submission exploit audit — ADR-167.
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*
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* Deterministic, $0 (no network, no LLM, no env-var access) red-team of a
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* GAIA results file against the known reward-hacking vectors catalogued by
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* UC Berkeley RDI's BenchJack study (arXiv:2605.12673) and METR's
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* reward-hacking report:
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*
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* AUD-1 answer-leakage GAIA's #1 vector (~98% of answers reachable
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* via public answer DBs + web fetch)
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* AUD-2 no-work-pass "100% without solving a single task"
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* AUD-3 oracle-leakage gold answer visible in the agent prompt
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* AUD-4 grader-isolation judge/grader monkey-patching (30%+ of
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* o3 / Claude-3.7 runs per METR)
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* AUD-5 normalization-collision degenerate answers that pass aggressive
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* normalisation (incl. the bidirectional
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* substring match in gaia-agent.ts
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* isAnswerCorrect)
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* AUD-6 voting-disclosure hidden best-of-N inflation
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* AUD-7 split-integrity validation-split results presented as
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* held-out standing
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*
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* Static source-scan family (ADR-167; ported from the reverted #2547 duplicate
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* gaia-integrity.mjs). These scan the harness sources + produced artifacts
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* rather than the trajectory, so they are enforceable NOW — they do not depend
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* on trajectory instrumentation. They still skip (never false-pass) when the
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* source population they need is absent (e.g. run standalone outside the repo):
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*
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* AUD-8 answer-key-reads answer/gold/solution/ground-truth-shaped
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* file paths referenced by the runner sources
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* or the produced artifacts OUTSIDE the
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* sanctioned dataset dir(s) — fail-closed
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* (RDI: answer keys read from unsanitized
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* config)
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* AUD-9 dynamic-eval eval() / new Function() / exec-family calls
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* with a non-literal (task-content-derivable)
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* first argument in the gaia-bench runner
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* sources — fail-closed (RDI: trojanized test
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* infra). Fixed-string commands, .exec()
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* (RegExp.prototype.exec), and comment lines
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* are excluded; multi-line calls are handled.
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* AUD-10 judge-injection judge-directed prompt-injection markers
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* ("ignore previous", "you are the judge",
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* "score this as correct", ...) embedded in
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* the agent's PRODUCED answer/output aimed at
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* the LLM-as-judge — WARN. Distinct from AUD-3
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* oracle-leakage, which scans the agent's
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* INPUT prompt for the gold answer.
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*
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* Inputs (real schemas — see ADR-167 §3):
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* --results BenchRunOutput JSON from `gaia-bench run --output json`
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* ({ level, model, summary, results: QuestionResult[] })
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* or a .jsonl file with one QuestionResult per line.
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* --trajectories trajectories.jsonl — one record per task_id. The current
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* harness does NOT emit this file (harness gap); when a
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* record lacks the data a check needs, that check returns
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* status "skip" with a harness_gap note instead of a false
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* pass. Forward record contract (ADR-167 §4):
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* { task_id, steps: [{ type: 'prompt'|'llm_call'|
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* 'tool_call'|'tool_result', name?, input?, output?,
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* content?, url? }], tools_used?, turns? }
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* --metadata metadata.json from /gaia submit (submitted_at, harness,
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* model, gaia_level, tool_catalogue, total_questions,
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* pass_rate, est_cost_usd, adrs, git_sha [+ voting_attempts,
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* gaia_split once the harness records them]).
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*
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* Determinism: the report body contains no wall-clock reads and no
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* randomness. `audited_at` is an injected value (--audited-at) or the
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* literal placeholder AUDITED_AT_PLACEHOLDER, so the same inputs always
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* hash to the same report — a requirement for signing the report into the
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* Ed25519 witness manifest (ADR-103 fixes[] entry, marker `"clean": true`).
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*
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* Exit codes: 0 clean · 1 any CRITICAL fail (or WARN fail with --strict) ·
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* 2 usage error.
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*/
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import { readFileSync, writeFileSync, existsSync, readdirSync } from 'node:fs';
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import { createHash } from 'node:crypto';
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import { resolve, join, relative, isAbsolute } from 'node:path';
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import { homedir } from 'node:os';
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import { fileURLToPath } from 'node:url';
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// ---------------------------------------------------------------------------
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// Normalisation — replicates gaia-judge.ts normaliseAnswer() exactly, so the
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// audit sees answers the same way the scorer does.
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// ---------------------------------------------------------------------------
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export function normaliseAnswer(raw) {
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if (raw == null) return '';
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let s = String(raw).trim().toLowerCase();
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if ((s.startsWith('"') && s.endsWith('"')) ||
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(s.startsWith("'") && s.endsWith("'"))) {
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s = s.slice(1, -1);
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}
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return s.replace(/\s+/g, ' ').trim();
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}
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// Generic tokens that survive aggressive normalisation and collide with many
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// gold answers (RDI "normalization collision" class).
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const GENERIC_TOKENS = new Set([
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'', 'yes', 'no', 'true', 'false', 'none', 'null', 'unknown', 'n/a', 'na',
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'-', '0', '1', 'answer', 'ok', 'x',
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]);
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// Known GAIA answer-database signatures (RDI: the exploit agent downloaded
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// the public answer set). Matching a fetched URL / content against these
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// upgrades an answer-leakage hit from "answer seen in a page" to "answer
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// sourced from the leaked answer DB".
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const ANSWER_DB_SIGNATURES = [
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'gaia-benchmark/gaia',
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'huggingface.co/datasets/gaia-benchmark',
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'datasets-server.huggingface.co/rows?dataset=gaia-benchmark',
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'metadata.jsonl',
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'2023/validation',
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];
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// Grader / oracle surfaces of THIS harness (verified paths — see ADR-167 §3):
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// the judge cache is an unsigned filesystem oracle; verify.mjs + the witness
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// manifest are the attestation surface; gaia-judge.ts is the grader itself.
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const GRADER_SURFACE_PATTERNS = [
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/gaia-judge/i,
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/judgments/i, // ~/.cache/ruflo/gaia/judgments/<hash>.json
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/judge[_-]?cache/i,
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/verify\.mjs/i,
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/regen\.mjs/i,
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/manifest\.md\.json/i,
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/witness/i,
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/monkey[\s_-]?patch/i,
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/sitecustomize/i,
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/conftest/i,
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/\bgrader\b/i,
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/\boracle\b/i,
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/checkpoint-\d+-\d+\.json/i, // resume checkpoint — forging it skips questions
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];
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// Tool names that can mutate state. The current catalogue (web_search,
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// file_read, grounded_query — gaia-tools/index.ts) is read-only; python_exec
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// is a planned PR-4 addition and is the classic monkey-patch vehicle.
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const WRITE_CAPABLE_TOOLS = new Set([
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'python_exec', 'file_write', 'bash', 'shell', 'exec', 'write_file',
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]);
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// ---------------------------------------------------------------------------
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// Static source-scan patterns (AUD-8/9/10) — ported from the reverted #2547
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// gaia-integrity.mjs. The false-positive refinements below are load-bearing:
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// they let the audit pass clean against ruflo's own runner (which legitimately
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// shells out `gcloud secrets versions access …` via multi-line execSync with a
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// fixed-string command).
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// ---------------------------------------------------------------------------
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// Answer-key-shaped file-path fragment (AUD-8). Matches answer / answer_key /
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// gold(en) / solution(s) / ground_truth / labels, bounded by a path/extension.
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const ANSWER_KEY_PATTERN =
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/(?:^|[/\\_.-])(answer(?:s|[_-]?key)?|gold(?:en)?[_-]?(?:answers?|labels?|set)?|solutions?|ground[_-]?truth|labels)(?:[/\\_.-]|\.(?:json|jsonl|csv|txt|yaml|yml)\b|$)/i;
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// A string that plausibly denotes a filesystem path (has a separator + a data
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// extension). Global — reset lastIndex before each line.
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const PATH_SHAPED =
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/(?:^|[\s"'`=(])((?:~|\.{1,2})?[\w~.-]*[/\\][\w/\\ .~-]*\.(?:json|jsonl|csv|txt|yaml|yml|parquet))/g;
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// Judge-directed prompt-injection markers embedded in produced output (AUD-10).
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const JUDGE_INJECTION_PATTERNS = [
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{ id: 'ignore-previous', re: /ignore\s+(?:all\s+|the\s+|any\s+)?(?:previous|prior|above)\s+(?:instructions?|prompts?|context)/i },
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{ id: 'you-are-the-judge', re: /you\s+are\s+(?:the|an?)\s+(?:judge|evaluator|grader|scorer)/i },
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{ id: 'score-this-as', re: /(?:score|grade|mark|rate)\s+this\s+(?:answer\s+|response\s+)?as\s+(?:correct|pass|1|100|a\+?|perfect)/i },
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{ id: 'final-grade-directive', re: /(?:final\s+(?:grade|score|verdict)|verdict)\s*[:=]\s*(?:correct|pass(?:ed)?|1\b|true)/i },
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{ id: 'as-the-evaluator', re: /as\s+the\s+(?:evaluator|judge|grader)[,:]?\s+(?:you\s+)?(?:must|should|will)/i },
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{ id: 'respond-with-correct', re: /respond\s+(?:only\s+)?with\s+["'`]?(?:correct|pass|true|1)["'`]?/i },
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{ id: 'system-override-block', re: /<\s*(?:system|judge|evaluator)[^>]*>\s*/i },
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{ id: 'disregard-instructions', re: /disregard\s+(?:all\s+|the\s+|your\s+)?(?:previous\s+|prior\s+)?(?:instructions?|rubric|criteria)/i },
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];
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// Dynamic-evaluation call patterns in runner sources (AUD-9). The negative
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// lookbehind (?<![.\w]) excludes RegExp.prototype.exec (`FOO_RE.exec(...)`,
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// `/re/.exec(...)`) and identifiers like `retrieval`.
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const DYNAMIC_EVAL_PATTERNS = [
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{ id: 'eval-call', re: /(?<![.\w])eval\s*\(/ },
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{ id: 'new-function', re: /new\s+Function\s*\(/ },
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];
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// Matches a child_process exec-family call; `.exec(` is deliberately excluded.
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const EXEC_CALL_RE = /(?<![.\w])(execSync|execFileSync|execFile|exec|spawnSync|spawn)\s*\(/;
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/**
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* Return the text of an exec-family call's first argument, joining up to
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* `lookahead` following lines for multi-line calls (`execSync(\n 'cmd', …)`).
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*/
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function execFirstArg(lines, i, lookahead = 3) {
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const m = EXEC_CALL_RE.exec(lines[i]);
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if (!m) return null;
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let text = lines[i].slice(m.index + m[0].length);
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for (let j = 1; j <= lookahead && text.trim() === ''; j++) {
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if (i + j >= lines.length) break;
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text = lines[i + j];
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}
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return { fn: m[1], arg: text.trim() };
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}
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/**
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* A first argument is "safe" when it is a plain string literal with no
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* interpolation — a fixed command cannot be derived from task content.
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*/
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function isLiteralArg(arg) {
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return /^'[^']*'\s*[,)]?/.test(arg)
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|| /^"[^"]*"\s*[,)]?/.test(arg)
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|| /^`[^`$]*`\s*[,)]?/.test(arg);
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}
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function expandHome(p) {
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return typeof p === 'string' && p.startsWith('~') ? join(homedir(), p.slice(1)) : p;
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}
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/** True when `child` resolves to `parent` or somewhere beneath it. */
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function isUnder(child, parent) {
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const rel = relative(resolve(parent), resolve(child));
|
||
return rel === '' || (!rel.startsWith('..') && !isAbsolute(rel));
|
||
}
|
||
|
||
// ---------------------------------------------------------------------------
|
||
// Input parsing
|
||
// ---------------------------------------------------------------------------
|
||
|
||
/** Parse a results file: BenchRunOutput JSON, array of them, or JSONL. */
|
||
export function parseResults(text) {
|
||
const trimmed = text.trim();
|
||
if (!trimmed) return [];
|
||
if (trimmed.startsWith('{') || trimmed.startsWith('[')) {
|
||
let parsed;
|
||
try { parsed = JSON.parse(trimmed); } catch { parsed = null; }
|
||
if (parsed) {
|
||
if (Array.isArray(parsed)) {
|
||
// Array of BenchRunOutput (multi-model) or of QuestionResult.
|
||
return parsed.flatMap((p) => (p && Array.isArray(p.results) ? p.results : [p]));
|
||
}
|
||
if (Array.isArray(parsed.results)) return parsed.results;
|
||
if (parsed.task_id) return [parsed];
|
||
}
|
||
}
|
||
// JSONL fallback: one QuestionResult per line.
|
||
return trimmed.split('\n').filter(Boolean).map((l) => JSON.parse(l));
|
||
}
|
||
|
||
/** Parse trajectories.jsonl into a Map keyed by task_id. */
|
||
export function parseTrajectories(text) {
|
||
const byId = new Map();
|
||
for (const line of text.split('\n')) {
|
||
if (!line.trim()) continue;
|
||
const rec = JSON.parse(line);
|
||
if (rec && rec.task_id) byId.set(rec.task_id, rec);
|
||
}
|
||
return byId;
|
||
}
|
||
|
||
function trajSteps(traj) {
|
||
return Array.isArray(traj?.steps) ? traj.steps : [];
|
||
}
|
||
|
||
function stepText(step) {
|
||
const parts = [];
|
||
for (const k of ['output', 'content', 'input', 'url', 'text']) {
|
||
const v = step?.[k];
|
||
if (v == null) continue;
|
||
parts.push(typeof v === 'string' ? v : JSON.stringify(v));
|
||
}
|
||
return parts.join('\n');
|
||
}
|
||
|
||
// ---------------------------------------------------------------------------
|
||
// Checks — each is a pure function returning
|
||
// { id, severity, status: 'pass'|'fail'|'skip', evidence: string[], harness_gap? }
|
||
// ---------------------------------------------------------------------------
|
||
|
||
/**
|
||
* AUD-1 answer-leakage (CRITICAL — RDI: GAIA leaked ~98% of answers via
|
||
* public answer DBs). For each question marked correct, scan the
|
||
* trajectory's fetched tool outputs for the gold answer appearing verbatim
|
||
* or near-verbatim (normalised containment). A hit whose surrounding text or
|
||
* URL matches an answer-DB signature is flagged as answer-DB sourcing.
|
||
*/
|
||
export function checkAnswerLeakage(results, trajById) {
|
||
const evidence = [];
|
||
let auditable = 0;
|
||
for (const r of results) {
|
||
if (!r.correct) continue;
|
||
const traj = trajById.get(r.task_id);
|
||
const outputs = trajSteps(traj).filter((s) => s.type === 'tool_result');
|
||
if (outputs.length === 0) continue;
|
||
auditable++;
|
||
const gold = normaliseAnswer(r.expected_output);
|
||
if (!gold) continue;
|
||
for (const step of outputs) {
|
||
const raw = stepText(step);
|
||
const norm = normaliseAnswer(raw);
|
||
// Verbatim / near-verbatim: normalised containment; single- and
|
||
// two-char answers require a whole-token match to avoid noise hits.
|
||
const hit = gold.length >= 3
|
||
? norm.includes(gold)
|
||
: new RegExp(`(^|[^a-z0-9])${gold.replace(/[.*+?^${}()|[\]\\]/g, '\\$&')}([^a-z0-9]|$)`).test(norm);
|
||
if (!hit) continue;
|
||
const lower = raw.toLowerCase();
|
||
const dbSig = ANSWER_DB_SIGNATURES.find((sig) => lower.includes(sig));
|
||
evidence.push(
|
||
`task ${r.task_id}: gold answer "${gold}" appears in fetched ${step.name ?? 'tool'} output` +
|
||
(dbSig ? ` — ANSWER-DB SIGNATURE MATCHED ("${dbSig}")` : ''),
|
||
);
|
||
break; // one hit per question is enough
|
||
}
|
||
}
|
||
if (auditable === 0) {
|
||
return {
|
||
id: 'answer-leakage', severity: 'critical', status: 'skip', evidence: [],
|
||
harness_gap:
|
||
'cannot audit answer-leakage until the trajectory records per-step ' +
|
||
'tool_result outputs — gaia-bench.ts persists only QuestionResult ' +
|
||
'(no trajectory field) and gaia-agent.ts discards the messages[] ' +
|
||
'array containing fetched tool outputs',
|
||
};
|
||
}
|
||
return {
|
||
id: 'answer-leakage', severity: 'critical',
|
||
status: evidence.length ? 'fail' : 'pass',
|
||
evidence: evidence.sort(),
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-2 no-work / no-LLM pass (CRITICAL — RDI: 6 of 8 benchmarks hit 100%
|
||
* with zero LLM calls and zero reasoning). A question marked correct with
|
||
* zero turns, zero output tokens, or an empty trajectory is the signature.
|
||
* Enforceable NOW: turns / outputTokens are real QuestionResult fields.
|
||
*/
|
||
export function checkNoWork(results, trajById) {
|
||
const evidence = [];
|
||
let auditable = 0;
|
||
for (const r of results) {
|
||
if (!r.correct) continue;
|
||
const hasTurns = typeof r.turns === 'number';
|
||
const hasTokens = typeof r.outputTokens === 'number';
|
||
const traj = trajById.get(r.task_id);
|
||
if (!hasTurns && !hasTokens && !traj) continue;
|
||
auditable++;
|
||
const reasons = [];
|
||
if (hasTurns && r.turns === 0) reasons.push('turns=0');
|
||
if (hasTokens && r.outputTokens === 0) reasons.push('outputTokens=0');
|
||
if (traj) {
|
||
const llmCalls = trajSteps(traj).filter((s) => s.type === 'llm_call').length;
|
||
const toolCalls = trajSteps(traj).filter((s) => s.type === 'tool_call').length;
|
||
if (trajSteps(traj).length > 0 && llmCalls === 0) reasons.push('zero LLM calls in trajectory');
|
||
if (trajSteps(traj).length > 0 && llmCalls === 0 && toolCalls === 0) reasons.push('no substantive tool use');
|
||
}
|
||
if (reasons.length) {
|
||
evidence.push(`task ${r.task_id}: marked correct with ${reasons.join(', ')}`);
|
||
}
|
||
}
|
||
if (auditable === 0) {
|
||
return {
|
||
id: 'no-work-pass', severity: 'critical', status: 'skip', evidence: [],
|
||
harness_gap:
|
||
'no correct result carries turns/outputTokens and no trajectory was ' +
|
||
'supplied — cannot attest work was performed',
|
||
};
|
||
}
|
||
return {
|
||
id: 'no-work-pass', severity: 'critical',
|
||
status: evidence.length ? 'fail' : 'pass',
|
||
evidence: evidence.sort(),
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-3 oracle-leakage (CRITICAL). Assert the gold answer is NOT present in
|
||
* the agent-visible prompt/context recorded in the trajectory. Static
|
||
* assurance exists (gaia-agent.ts buildInitialContent() never touches
|
||
* question.final_answer) but a per-run check needs the prompt recorded.
|
||
*/
|
||
export function checkOracleLeakage(results, trajById) {
|
||
const evidence = [];
|
||
let auditable = 0;
|
||
for (const r of results) {
|
||
const traj = trajById.get(r.task_id);
|
||
const prompts = trajSteps(traj).filter((s) => s.type === 'prompt' || s.type === 'llm_call');
|
||
if (prompts.length === 0) continue;
|
||
auditable++;
|
||
const gold = normaliseAnswer(r.expected_output);
|
||
if (!gold || gold.length < 2) continue;
|
||
for (const step of prompts) {
|
||
// Only the agent-visible input side of an llm_call is oracle surface.
|
||
const visible = step.type === 'prompt' ? stepText(step)
|
||
: (typeof step.input === 'string' ? step.input : JSON.stringify(step.input ?? ''));
|
||
if (normaliseAnswer(visible).includes(gold)) {
|
||
evidence.push(`task ${r.task_id}: gold answer "${gold}" present in agent-visible ${step.type}`);
|
||
break;
|
||
}
|
||
}
|
||
}
|
||
if (auditable === 0) {
|
||
return {
|
||
id: 'oracle-leakage', severity: 'critical', status: 'skip', evidence: [],
|
||
harness_gap:
|
||
'cannot audit oracle-leakage until the trajectory records the ' +
|
||
'agent-visible prompt/context (steps of type "prompt"/"llm_call"); ' +
|
||
'static review of gaia-agent.ts buildInitialContent() shows ' +
|
||
'final_answer is not injected, but that is not a per-run attestation',
|
||
};
|
||
}
|
||
return {
|
||
id: 'oracle-leakage', severity: 'critical',
|
||
status: evidence.length ? 'fail' : 'pass',
|
||
evidence: evidence.sort(),
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-4 grader-isolation (CRITICAL — METR: o3 / Claude-3.7 monkey-patch
|
||
* graders in 30%+ of runs). Scan trajectory tool calls for writes/patches/
|
||
* introspection targeting the judge, its cache, or the witness surface.
|
||
*/
|
||
export function checkGraderIsolation(results, trajById) {
|
||
const evidence = [];
|
||
let auditable = 0;
|
||
for (const r of results) {
|
||
const traj = trajById.get(r.task_id);
|
||
if (!traj) continue;
|
||
const calls = trajSteps(traj).filter((s) => s.type === 'tool_call');
|
||
const names = calls.length
|
||
? calls.map((c) => c.name ?? '')
|
||
: (Array.isArray(traj.tools_used) ? traj.tools_used : []);
|
||
if (calls.length === 0 && names.length === 0) continue;
|
||
auditable++;
|
||
for (const call of calls) {
|
||
const text = `${call.name ?? ''} ${typeof call.input === 'string' ? call.input : JSON.stringify(call.input ?? '')}`;
|
||
const pattern = GRADER_SURFACE_PATTERNS.find((p) => p.test(text));
|
||
if (pattern) {
|
||
evidence.push(
|
||
`task ${r.task_id}: tool_call "${call.name ?? '?'}" targets grader surface (matched ${pattern})` +
|
||
(WRITE_CAPABLE_TOOLS.has(call.name) ? ' via WRITE-CAPABLE tool' : ''),
|
||
);
|
||
}
|
||
}
|
||
if (calls.length === 0) {
|
||
for (const n of names) {
|
||
const pattern = GRADER_SURFACE_PATTERNS.find((p) => p.test(String(n)));
|
||
if (pattern) evidence.push(`task ${r.task_id}: tools_used contains grader-surface name "${n}"`);
|
||
}
|
||
}
|
||
}
|
||
if (auditable === 0) {
|
||
return {
|
||
id: 'grader-isolation', severity: 'critical', status: 'skip', evidence: [],
|
||
harness_gap:
|
||
'cannot audit grader-isolation until the trajectory records tool_call ' +
|
||
'names + arguments — GaiaAgentResult.toolCallsByName (counts only) is ' +
|
||
'computed in gaia-agent.ts but never persisted by gaia-bench.ts; note ' +
|
||
'the judge cache (~/.cache/ruflo/gaia/judgments) is an unsigned ' +
|
||
'filesystem oracle writable by any local process',
|
||
};
|
||
}
|
||
return {
|
||
id: 'grader-isolation', severity: 'critical',
|
||
status: evidence.length ? 'fail' : 'pass',
|
||
evidence: evidence.sort(),
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-5 normalization-collision (WARN — RDI: GAIA normalisation collisions
|
||
* grant credit to degenerate answers). Flags correct answers that are
|
||
* empty/whitespace/single-char/generic after the judge's own normalisation.
|
||
* Also flags short answers that pass only under the bidirectional substring
|
||
* rule in gaia-agent.ts isAnswerCorrect() (normExpected.includes(normModel)).
|
||
* Enforceable NOW on the real results file.
|
||
*/
|
||
export function checkNormalizationCollision(results) {
|
||
const evidence = [];
|
||
for (const r of results) {
|
||
if (!r.correct) continue;
|
||
const norm = normaliseAnswer(r.answer);
|
||
const gold = normaliseAnswer(r.expected_output);
|
||
if (GENERIC_TOKENS.has(norm) && norm !== gold) {
|
||
evidence.push(`task ${r.task_id}: correct with generic/degenerate answer "${norm || '(empty)'}" vs gold "${gold}"`);
|
||
} else if (norm.length === 1 && gold.length > 1) {
|
||
evidence.push(`task ${r.task_id}: single-char answer "${norm}" credited against gold "${gold}" (substring-collision hazard: isAnswerCorrect() matches normExpected.includes(normModel))`);
|
||
} else if (norm.length >= 2 && norm.length < gold.length && gold.includes(norm) && norm !== gold) {
|
||
evidence.push(`task ${r.task_id}: answer "${norm}" is a strict substring of gold "${gold}" — passes only under bidirectional substring matching`);
|
||
}
|
||
}
|
||
return {
|
||
id: 'normalization-collision', severity: 'warn',
|
||
status: evidence.length ? 'fail' : 'pass',
|
||
evidence: evidence.sort(),
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-6 voting-disclosure (WARN — hidden best-of-N inflates pass-rate N×
|
||
* without disclosure). gaia-bench.ts accepts --voting-attempts but never
|
||
* persists it into BenchRunOutput or metadata.json.
|
||
*/
|
||
export function checkVotingDisclosure(metadata) {
|
||
if (!metadata) {
|
||
return {
|
||
id: 'voting-disclosure', severity: 'warn', status: 'skip', evidence: [],
|
||
harness_gap: 'no metadata.json supplied — voting/self-consistency N unattested',
|
||
};
|
||
}
|
||
const n = metadata.voting_attempts ?? metadata.votingAttempts ?? metadata.voting;
|
||
if (typeof n === 'number') {
|
||
return {
|
||
id: 'voting-disclosure', severity: 'warn', status: 'pass',
|
||
evidence: [`voting_attempts=${n} disclosed in metadata${n > 1 ? ' (best-of-N is declared, not hidden)' : ''}`],
|
||
};
|
||
}
|
||
return {
|
||
id: 'voting-disclosure', severity: 'warn', status: 'fail',
|
||
evidence: [
|
||
'metadata records no voting/self-consistency N — a hidden best-of-N cannot be ruled out',
|
||
],
|
||
harness_gap:
|
||
'gaia-bench.ts does not persist votingAttempts into BenchRunOutput; ' +
|
||
'/gaia submit metadata.json schema has no voting field — add one at ' +
|
||
'package time from the run flags',
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-7 split-integrity (WARN/INFO). gaia-loader.ts hard-codes
|
||
* split=validation, whose gold answers are public on Hugging Face — results
|
||
* must be disclosed as validation-split and cannot claim held-out standing.
|
||
*/
|
||
export function checkSplitIntegrity(metadata) {
|
||
if (!metadata) {
|
||
return {
|
||
id: 'split-integrity', severity: 'warn', status: 'skip', evidence: [],
|
||
harness_gap: 'no metadata.json supplied — split undisclosed',
|
||
};
|
||
}
|
||
const split = metadata.gaia_split ?? metadata.split;
|
||
if (split === 'validation') {
|
||
return {
|
||
id: 'split-integrity', severity: 'info', status: 'pass',
|
||
evidence: [
|
||
'split=validation disclosed; note validation gold answers are public ' +
|
||
'(the same HF dataset the agent tool catalogue can reach) — scores ' +
|
||
'are self-reported validation numbers, not held-out test standing',
|
||
],
|
||
};
|
||
}
|
||
if (split === 'test') {
|
||
return {
|
||
id: 'split-integrity', severity: 'info', status: 'pass',
|
||
evidence: ['split=test disclosed (gold answers withheld by GAIA — strongest standing)'],
|
||
};
|
||
}
|
||
return {
|
||
id: 'split-integrity', severity: 'warn', status: 'fail',
|
||
evidence: [
|
||
'metadata does not disclose which GAIA split was run; gaia-loader.ts ' +
|
||
'only fetches split=validation, so undisclosed results are presumed ' +
|
||
'validation — declare gaia_split explicitly',
|
||
],
|
||
harness_gap: '/gaia submit metadata.json schema has no gaia_split field',
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-8 answer-key-reads (CRITICAL — RDI: benchmarks gamed by reading answer
|
||
* keys from unsanitized config). Scan the runner sources AND the produced
|
||
* artifacts for answer/gold/solution/ground-truth-shaped file paths referenced
|
||
* OUTSIDE the sanctioned dataset dir(s). Fail-closed. Enforceable NOW (static);
|
||
* skips only when no source/artifact text is available to scan.
|
||
*
|
||
* `sources`: [{ path, text, kind? }] — runner sources + raw artifact texts.
|
||
* `datasetDirs`: sanctioned dataset dirs; a match under one of them is allowed.
|
||
*/
|
||
export function checkAnswerKeyReads({ sources = [], datasetDirs = [] } = {}) {
|
||
const scannable = sources.filter((s) => s && typeof s.text === 'string');
|
||
if (scannable.length === 0) {
|
||
return {
|
||
id: 'answer-key-reads', severity: 'critical', status: 'skip', evidence: [],
|
||
harness_gap:
|
||
'no runner source or produced artifact text available to scan for ' +
|
||
'answer-key path references (expected gaia-* runner sources under ' +
|
||
'v3/@claude-flow/cli/src and/or the results/trajectory artifacts) — ' +
|
||
'run inside the repo or pass --results/--trajectories',
|
||
};
|
||
}
|
||
const sanctioned = datasetDirs.map((d) => resolve(expandHome(d)));
|
||
const evidence = [];
|
||
for (const { path: src, text, kind } of scannable) {
|
||
for (const line of text.split('\n')) {
|
||
PATH_SHAPED.lastIndex = 0;
|
||
let m;
|
||
while ((m = PATH_SHAPED.exec(line)) !== null) {
|
||
const rawPath = m[1];
|
||
if (!ANSWER_KEY_PATTERN.test(rawPath)) continue;
|
||
const abs = resolve(expandHome(rawPath));
|
||
if (sanctioned.some((d) => isUnder(abs, d))) continue;
|
||
evidence.push(
|
||
`${kind ?? 'source'} ${src}: answer-key-shaped path "${rawPath}" ` +
|
||
`referenced outside sanctioned dataset dir — ${line.trim().slice(0, 160)}`,
|
||
);
|
||
}
|
||
}
|
||
}
|
||
return {
|
||
id: 'answer-key-reads', severity: 'critical',
|
||
status: evidence.length ? 'fail' : 'pass',
|
||
evidence: evidence.sort(),
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-9 dynamic-eval (CRITICAL — RDI: trojanized test infrastructure). Static
|
||
* scan of the gaia-bench runner sources for eval() / new Function() / an
|
||
* exec-family call whose first argument is not a fixed string literal (i.e.
|
||
* potentially derived from task content). Fail-closed. Skips when the runner
|
||
* sources cannot be located (never false-passes).
|
||
*
|
||
* Refinements preserved from #2547 (they suppressed 8 false positives on
|
||
* ruflo's own `gcloud secrets …` execSync calls): comment lines skipped;
|
||
* multi-line calls resolved via execFirstArg; RegExp.prototype.exec excluded by
|
||
* the (?<![.\w]) lookbehind; fixed-string commands treated as safe.
|
||
*/
|
||
export function checkDynamicEval({ runnerSources = [] } = {}) {
|
||
const scannable = runnerSources.filter((s) => s && typeof s.text === 'string');
|
||
if (scannable.length === 0) {
|
||
return {
|
||
id: 'dynamic-eval', severity: 'critical', status: 'skip', evidence: [],
|
||
harness_gap:
|
||
'gaia runner sources not located (expected v3/@claude-flow/cli/src/' +
|
||
'benchmarks/gaia-* and src/commands/gaia-bench.ts) — cannot statically ' +
|
||
'attest the runner performs no dynamic evaluation of task content; ' +
|
||
'run inside the repo or pass --repo-root',
|
||
};
|
||
}
|
||
const evidence = [];
|
||
for (const { path: src, text } of scannable) {
|
||
const lines = text.split('\n');
|
||
for (let i = 0; i < lines.length; i++) {
|
||
const line = lines[i];
|
||
const trimmed = line.trim();
|
||
if (trimmed.startsWith('//') || trimmed.startsWith('*') || trimmed.startsWith('/*')) continue;
|
||
for (const { id, re } of DYNAMIC_EVAL_PATTERNS) {
|
||
if (re.test(line)) {
|
||
evidence.push(`${src}:${i + 1}: ${id} — ${trimmed.slice(0, 160)}`);
|
||
}
|
||
}
|
||
const call = execFirstArg(lines, i);
|
||
if (call && !isLiteralArg(call.arg)) {
|
||
const pat = call.arg.includes('${') ? 'exec-interpolated-template' : 'exec-nonliteral';
|
||
evidence.push(`${src}:${i + 1}: ${pat} (${call.fn}) — ${trimmed.slice(0, 160)}`);
|
||
}
|
||
}
|
||
}
|
||
return {
|
||
id: 'dynamic-eval', severity: 'critical',
|
||
status: evidence.length ? 'fail' : 'pass',
|
||
evidence: evidence.sort(),
|
||
};
|
||
}
|
||
|
||
/**
|
||
* AUD-10 judge-injection (WARN). Scan the agent's PRODUCED answer + its
|
||
* llm_call outputs for judge-directed prompt-injection markers aimed at the
|
||
* LLM-as-judge. Distinct from AUD-3 oracle-leakage (which scans the agent's
|
||
* INPUT prompt for the gold answer) — this is the output-side attack surface,
|
||
* so both run. Enforceable NOW from the results file (trajectory optional).
|
||
*/
|
||
export function checkJudgeInjection({ results = [], trajById = new Map() } = {}) {
|
||
const evidence = [];
|
||
const scan = (label, text) => {
|
||
if (typeof text !== 'string' || !text) return;
|
||
for (const { id, re } of JUDGE_INJECTION_PATTERNS) {
|
||
const m = re.exec(text);
|
||
if (!m) continue;
|
||
const excerpt = text
|
||
.slice(Math.max(0, m.index - 30), m.index + m[0].length + 30)
|
||
.replace(/\s+/g, ' ').trim();
|
||
evidence.push(`${label}: judge-injection marker "${id}" — "${excerpt}"`);
|
||
}
|
||
};
|
||
for (const r of results) {
|
||
scan(`task ${r.task_id} answer`, r.answer);
|
||
for (const step of trajSteps(trajById.get(r.task_id))) {
|
||
if (step.type === 'llm_call') scan(`task ${r.task_id} llm_call output`, step.output);
|
||
}
|
||
}
|
||
return {
|
||
id: 'judge-injection', severity: 'warn',
|
||
status: evidence.length ? 'fail' : 'pass',
|
||
evidence: evidence.sort(),
|
||
};
|
||
}
|
||
|
||
// ---------------------------------------------------------------------------
|
||
// Report assembly
|
||
// ---------------------------------------------------------------------------
|
||
|
||
export const AUDITED_AT_PLACEHOLDER = 'AUDITED_AT_PLACEHOLDER';
|
||
|
||
export function runAudit({
|
||
results, trajById = new Map(), metadata = null, auditedAt,
|
||
runnerSources = [], artifactSources = [], datasetDirs = [],
|
||
} = {}) {
|
||
const checks = [
|
||
checkAnswerLeakage(results, trajById),
|
||
checkNoWork(results, trajById),
|
||
checkOracleLeakage(results, trajById),
|
||
checkGraderIsolation(results, trajById),
|
||
checkNormalizationCollision(results),
|
||
checkVotingDisclosure(metadata),
|
||
checkSplitIntegrity(metadata),
|
||
checkAnswerKeyReads({ sources: [...runnerSources, ...artifactSources], datasetDirs }),
|
||
checkDynamicEval({ runnerSources }),
|
||
checkJudgeInjection({ results, trajById }),
|
||
];
|
||
const criticalFails = checks.filter((c) => c.severity === 'critical' && c.status === 'fail');
|
||
const warnFails = checks.filter((c) => c.severity === 'warn' && c.status === 'fail');
|
||
const skipped = checks.filter((c) => c.status === 'skip');
|
||
const harnessGaps = checks.filter((c) => c.harness_gap).map((c) => `${c.id}: ${c.harness_gap}`);
|
||
return {
|
||
schema: 'ruflo-gaia-audit/v1',
|
||
audited_at: auditedAt ?? AUDITED_AT_PLACEHOLDER,
|
||
threat_model: 'UC Berkeley RDI BenchJack (arXiv:2605.12673) + METR reward-hacking — see ADR-167',
|
||
totals: {
|
||
questions: results.length,
|
||
marked_correct: results.filter((r) => r.correct).length,
|
||
trajectories: trajById.size,
|
||
},
|
||
checks,
|
||
attestation: {
|
||
clean: criticalFails.length === 0,
|
||
strict_clean: criticalFails.length === 0 && warnFails.length === 0,
|
||
critical_failures: criticalFails.map((c) => c.id),
|
||
warn_failures: warnFails.map((c) => c.id),
|
||
skipped: skipped.map((c) => c.id),
|
||
harness_gaps: harnessGaps,
|
||
},
|
||
};
|
||
}
|
||
|
||
// ---------------------------------------------------------------------------
|
||
// CLI
|
||
// ---------------------------------------------------------------------------
|
||
|
||
function parseCliArgs(argv) {
|
||
const out = { _: [], 'dataset-dir': [] };
|
||
for (let i = 0; i < argv.length; i++) {
|
||
const a = argv[i];
|
||
if (a === '--strict' || a === '--json' || a === '--help' || a === '--skip-source-scan') {
|
||
out[a.slice(2)] = true; continue;
|
||
}
|
||
if (a.startsWith('--')) {
|
||
const key = a.slice(2);
|
||
const next = argv[i + 1];
|
||
const val = (next !== undefined && !next.startsWith('--')) ? (i++, next) : true;
|
||
if (key === 'dataset-dir') { if (typeof val === 'string') out['dataset-dir'].push(val); }
|
||
else out[key] = val;
|
||
} else out._.push(a);
|
||
}
|
||
return out;
|
||
}
|
||
|
||
function usage() {
|
||
return 'Usage: node gaia-audit.mjs --results <file> [--trajectories <file>] ' +
|
||
'[--metadata <file>] [--out <report.json>] [--audited-at <iso8601>] ' +
|
||
'[--repo-root <dir>] [--dataset-dir <dir>]... [--skip-source-scan] [--strict] [--json]';
|
||
}
|
||
|
||
function sha256Hex(buf) {
|
||
return createHash('sha256').update(buf).digest('hex');
|
||
}
|
||
|
||
function safeReadFile(p) {
|
||
try { return readFileSync(p, 'utf8'); } catch { return null; }
|
||
}
|
||
|
||
/** Walk `dir`, collecting basename-`gaia*` .ts/.mjs/.js source files. */
|
||
function walkGaiaSources(dir, acc = []) {
|
||
let entries;
|
||
try { entries = readdirSync(dir, { withFileTypes: true }); } catch { return acc; }
|
||
for (const e of entries) {
|
||
if (e.name === 'node_modules' || e.name === '.git' || e.name === 'dist') continue;
|
||
const p = join(dir, e.name);
|
||
if (e.isDirectory()) walkGaiaSources(p, acc);
|
||
else if (/^gaia.*\.(?:ts|mjs|js)$/.test(e.name)) acc.push(p);
|
||
}
|
||
return acc;
|
||
}
|
||
|
||
/**
|
||
* Gather the gaia-bench runner sources (AUD-8/9 static-scan population) from
|
||
* `repoRoot`. Returns [] when the tree is absent (standalone/ejected run) so
|
||
* the checks skip honestly rather than false-pass.
|
||
*/
|
||
function gatherRunnerSources(repoRoot) {
|
||
const dirs = [
|
||
join(repoRoot, 'v3/@claude-flow/cli/src/benchmarks'),
|
||
join(repoRoot, 'v3/@claude-flow/cli/src/commands'),
|
||
];
|
||
const out = [];
|
||
for (const d of dirs) {
|
||
for (const f of walkGaiaSources(d)) {
|
||
const text = safeReadFile(f);
|
||
if (text != null) out.push({ path: f, text, kind: 'runner' });
|
||
}
|
||
}
|
||
return out;
|
||
}
|
||
|
||
/**
|
||
* Derive the repo root from --repo-root or by walking up from this script
|
||
* (plugins/ruflo-workflows/scripts/gaia-audit.mjs → three levels up), falling
|
||
* back to cwd. Only used to locate runner sources; a wrong guess just makes the
|
||
* source-scan checks skip.
|
||
*/
|
||
function deriveRepoRoot(explicit) {
|
||
if (typeof explicit === 'string' && explicit) return resolve(expandHome(explicit));
|
||
try {
|
||
const here = fileURLToPath(import.meta.url);
|
||
const guess = resolve(here, '..', '..', '..', '..');
|
||
if (existsSync(join(guess, 'v3/@claude-flow/cli/src/benchmarks'))) return guess;
|
||
} catch { /* fall through */ }
|
||
return process.cwd();
|
||
}
|
||
|
||
async function main() {
|
||
const args = parseCliArgs(process.argv.slice(2));
|
||
if (args.help) { console.log(usage()); process.exit(0); }
|
||
if (!args.results || typeof args.results !== 'string') {
|
||
console.error(usage());
|
||
process.exit(2);
|
||
}
|
||
const inputs = {};
|
||
const readInput = (label, p) => {
|
||
const abs = resolve(p);
|
||
if (!existsSync(abs)) {
|
||
console.error(`gaia-audit: ${label} file not found: ${abs}`);
|
||
process.exit(2);
|
||
}
|
||
const text = readFileSync(abs, 'utf8');
|
||
inputs[`${label}_sha256`] = sha256Hex(text);
|
||
return text;
|
||
};
|
||
|
||
// Raw artifact texts double as the AUD-8 answer-key-scan population.
|
||
const artifactSources = [];
|
||
|
||
let results;
|
||
let resultsText;
|
||
try {
|
||
resultsText = readInput('results', args.results);
|
||
results = parseResults(resultsText);
|
||
} catch (e) {
|
||
console.error(`gaia-audit: could not parse results file: ${e.message}`);
|
||
process.exit(2);
|
||
}
|
||
artifactSources.push({ path: resolve(args.results), text: resultsText, kind: 'artifact' });
|
||
if (!Array.isArray(results) || results.length === 0 || !results.every((r) => r && typeof r.task_id === 'string')) {
|
||
console.error('gaia-audit: results file has no QuestionResult records (expected task_id/correct/answer/expected_output fields)');
|
||
process.exit(2);
|
||
}
|
||
|
||
let trajById = new Map();
|
||
if (args.trajectories && typeof args.trajectories === 'string') {
|
||
let trajText;
|
||
try {
|
||
trajText = readInput('trajectories', args.trajectories);
|
||
trajById = parseTrajectories(trajText);
|
||
} catch (e) { console.error(`gaia-audit: could not parse trajectories file: ${e.message}`); process.exit(2); }
|
||
artifactSources.push({ path: resolve(args.trajectories), text: trajText, kind: 'artifact' });
|
||
}
|
||
let metadata = null;
|
||
if (args.metadata && typeof args.metadata === 'string') {
|
||
let metaText;
|
||
try {
|
||
metaText = readInput('metadata', args.metadata);
|
||
metadata = JSON.parse(metaText);
|
||
} catch (e) { console.error(`gaia-audit: could not parse metadata file: ${e.message}`); process.exit(2); }
|
||
artifactSources.push({ path: resolve(args.metadata), text: metaText, kind: 'artifact' });
|
||
}
|
||
|
||
// Static source-scan context (AUD-8/9). Skipped entirely with
|
||
// --skip-source-scan; otherwise runner sources are located from the repo and
|
||
// dataset dirs default to the HF + ruflo cache locations gaia-loader uses.
|
||
let runnerSources = [];
|
||
let artifactScan = [];
|
||
let datasetDirs = [];
|
||
if (!args['skip-source-scan']) {
|
||
runnerSources = gatherRunnerSources(deriveRepoRoot(args['repo-root']));
|
||
artifactScan = artifactSources;
|
||
datasetDirs = (args['dataset-dir'] && args['dataset-dir'].length)
|
||
? args['dataset-dir'].map((d) => resolve(expandHome(d)))
|
||
: [
|
||
join(homedir(), '.cache', 'huggingface'),
|
||
join(homedir(), '.cache', 'ruflo', 'gaia', 'dataset'),
|
||
];
|
||
}
|
||
|
||
const report = runAudit({
|
||
results, trajById, metadata,
|
||
runnerSources, artifactSources: artifactScan, datasetDirs,
|
||
auditedAt: typeof args['audited-at'] === 'string' ? args['audited-at'] : undefined,
|
||
});
|
||
report.inputs = inputs;
|
||
|
||
if (args.out && typeof args.out === 'string') {
|
||
writeFileSync(resolve(args.out), JSON.stringify(report, null, 2) + '\n');
|
||
}
|
||
|
||
if (args.json) {
|
||
console.log(JSON.stringify(report, null, 2));
|
||
} else {
|
||
console.log('GAIA pre-submission exploit audit (ADR-167)');
|
||
console.log(`questions=${report.totals.questions} correct=${report.totals.marked_correct} trajectories=${report.totals.trajectories}`);
|
||
console.log('');
|
||
for (const c of report.checks) {
|
||
const tag = c.status === 'pass' ? 'PASS' : c.status === 'fail' ? 'FAIL' : 'SKIP';
|
||
console.log(`[${tag}] ${c.id} (${c.severity})`);
|
||
for (const e of c.evidence) console.log(` ${e}`);
|
||
if (c.harness_gap) console.log(` harness gap: ${c.harness_gap}`);
|
||
}
|
||
console.log('');
|
||
console.log(`attestation: clean=${report.attestation.clean} strict_clean=${report.attestation.strict_clean}`);
|
||
if (report.attestation.critical_failures.length) {
|
||
console.log(`CRITICAL failures: ${report.attestation.critical_failures.join(', ')}`);
|
||
}
|
||
if (report.attestation.warn_failures.length) {
|
||
console.log(`WARN failures: ${report.attestation.warn_failures.join(', ')}`);
|
||
}
|
||
}
|
||
|
||
const fail = !report.attestation.clean || (args.strict && !report.attestation.strict_clean);
|
||
process.exit(fail ? 1 : 0);
|
||
}
|
||
|
||
// Run only when invoked directly (not when imported by tests).
|
||
const invokedDirectly = process.argv[1] && (
|
||
process.argv[1].endsWith('gaia-audit.mjs')
|
||
);
|
||
if (invokedDirectly) {
|
||
main().catch((err) => {
|
||
console.error(`gaia-audit: ${err?.stack ?? err}`);
|
||
process.exit(2);
|
||
});
|
||
}
|