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chore: import upstream snapshot with attribution
2026-07-13 12:39:59 +08:00

556 lines
21 KiB
Python

"""Tests for rate limiting middleware."""
import asyncio
from unittest.mock import AsyncMock, MagicMock
import pytest
from mcp import MCPError
from fastmcp import FastMCP
from fastmcp.client import Client
from fastmcp.server.middleware.middleware import MiddlewareContext
from fastmcp.server.middleware.rate_limiting import (
RateLimitError,
RateLimitingMiddleware,
SlidingWindowRateLimiter,
SlidingWindowRateLimitingMiddleware,
TokenBucketRateLimiter,
)
@pytest.fixture
def mock_context():
"""Create a mock middleware context."""
context = MagicMock(spec=MiddlewareContext)
context.method = "test_method"
return context
@pytest.fixture
def mock_call_next():
"""Create a mock call_next function."""
return AsyncMock(return_value="test_result")
class TestTokenBucketRateLimiter:
"""Test token bucket rate limiter."""
def test_init(self):
"""Test initialization."""
limiter = TokenBucketRateLimiter(capacity=10, refill_rate=5.0)
assert limiter.capacity == 10
assert limiter.refill_rate == 5.0
assert limiter.tokens == 10
async def test_consume_success(self):
"""Test successful token consumption."""
limiter = TokenBucketRateLimiter(capacity=10, refill_rate=5.0)
# Should be able to consume tokens initially
assert await limiter.consume(5) is True
assert await limiter.consume(3) is True
async def test_consume_failure(self):
"""Test failed token consumption."""
limiter = TokenBucketRateLimiter(capacity=5, refill_rate=1.0)
# Consume all tokens
assert await limiter.consume(5) is True
# Should fail to consume more
assert await limiter.consume(1) is False
async def test_refill(self):
"""Test token refill over time."""
limiter = TokenBucketRateLimiter(
capacity=10, refill_rate=10.0
) # 10 tokens per second
# Consume all tokens
assert await limiter.consume(10) is True
assert await limiter.consume(1) is False
# Wait for refill (0.2 seconds = 2 tokens at 10/sec)
await asyncio.sleep(0.2)
assert await limiter.consume(2) is True
async def test_denied_consumes_do_not_freeze_clock(self):
"""Regression for #4056: a client that retries quickly after being
denied must not be able to bypass the configured refill rate.
last_refill must advance on every consume() call (success or failure).
If it only advanced on success, the elapsed window would be re-counted
on each retry, letting a client refill faster than `refill_rate`.
"""
limiter = TokenBucketRateLimiter(capacity=10, refill_rate=10.0)
# Drain the bucket.
assert await limiter.consume(10) is True
# Hammer with denied requests over ~0.2s. With the correct
# implementation, last_refill advances on each call, so total
# accumulated tokens after 0.2s is ~2 (10/s * 0.2s).
for _ in range(20):
await limiter.consume(1)
await asyncio.sleep(0.01)
# We should NOT be able to consume more than the configured rate
# would allow over the elapsed window. Allow a small slack for
# timing jitter, but stay well below `capacity`.
assert await limiter.consume(5) is False, (
"denied retries should not silently accrue extra tokens"
)
class TestSlidingWindowRateLimiter:
"""Test sliding window rate limiter."""
def test_init(self):
"""Test initialization."""
limiter = SlidingWindowRateLimiter(max_requests=10, window_seconds=60)
assert limiter.max_requests == 10
assert limiter.window_seconds == 60
assert len(limiter.requests) == 0
async def test_is_allowed_success(self):
"""Test allowing requests within limit."""
limiter = SlidingWindowRateLimiter(max_requests=3, window_seconds=60)
# Should allow requests up to the limit
assert await limiter.is_allowed() is True
assert await limiter.is_allowed() is True
assert await limiter.is_allowed() is True
async def test_is_allowed_failure(self):
"""Test rejecting requests over limit."""
limiter = SlidingWindowRateLimiter(max_requests=2, window_seconds=60)
# Should allow up to limit
assert await limiter.is_allowed() is True
assert await limiter.is_allowed() is True
# Should reject over limit
assert await limiter.is_allowed() is False
async def test_sliding_window(self):
"""Test sliding window behavior."""
limiter = SlidingWindowRateLimiter(max_requests=2, window_seconds=1)
# Use up requests
assert await limiter.is_allowed() is True
assert await limiter.is_allowed() is True
assert await limiter.is_allowed() is False
# Wait for window to pass
await asyncio.sleep(1.1)
# Should be able to make requests again
assert await limiter.is_allowed() is True
class TestRateLimitingMiddleware:
"""Test rate limiting middleware."""
def test_init_default(self):
"""Test default initialization."""
middleware = RateLimitingMiddleware()
assert middleware.max_requests_per_second == 10.0
assert middleware.burst_capacity == 20
assert middleware.get_client_id is None
assert middleware.global_limit is False
def test_init_custom(self):
"""Test custom initialization."""
def get_client_id(ctx):
return "test_client"
middleware = RateLimitingMiddleware(
max_requests_per_second=5.0,
burst_capacity=10,
get_client_id=get_client_id,
global_limit=True,
)
assert middleware.max_requests_per_second == 5.0
assert middleware.burst_capacity == 10
assert middleware.get_client_id is get_client_id
assert middleware.global_limit is True
async def test_get_client_identifier_default(self, mock_context):
"""Test default client identifier."""
middleware = RateLimitingMiddleware()
assert await middleware._get_client_identifier(mock_context) == "global"
async def test_get_client_identifier_custom(self, mock_context):
"""Test custom client identifier."""
def get_client_id(ctx):
return "custom_client"
middleware = RateLimitingMiddleware(get_client_id=get_client_id)
assert await middleware._get_client_identifier(mock_context) == "custom_client"
async def test_get_client_identifier_async_custom(self, mock_context):
"""Test custom async client identifier."""
async def get_client_id(ctx):
return "async_client"
middleware = RateLimitingMiddleware(get_client_id=get_client_id)
assert await middleware._get_client_identifier(mock_context) == "async_client"
async def test_on_request_success(self, mock_context, mock_call_next):
"""Test successful request within rate limit."""
middleware = RateLimitingMiddleware(max_requests_per_second=100.0) # High limit
result = await middleware.on_request(mock_context, mock_call_next)
assert result == "test_result"
assert mock_call_next.called
async def test_on_request_rate_limited(self, mock_context, mock_call_next):
"""Test request rejection due to rate limiting."""
middleware = RateLimitingMiddleware(
max_requests_per_second=1.0, burst_capacity=1
)
# First request should succeed
await middleware.on_request(mock_context, mock_call_next)
# Second request should be rate limited
with pytest.raises(RateLimitError, match="Rate limit exceeded"):
await middleware.on_request(mock_context, mock_call_next)
async def test_global_rate_limiting(self, mock_context, mock_call_next):
"""Test global rate limiting."""
middleware = RateLimitingMiddleware(
max_requests_per_second=1.0, burst_capacity=1, global_limit=True
)
# First request should succeed
await middleware.on_request(mock_context, mock_call_next)
# Second request should be rate limited
with pytest.raises(RateLimitError, match="Global rate limit exceeded"):
await middleware.on_request(mock_context, mock_call_next)
async def test_on_request_async_get_client_id(self, mock_context, mock_call_next):
"""Test per-client rate limiting with an async get_client_id."""
async def get_client_id(ctx):
return "async_client"
middleware = RateLimitingMiddleware(
max_requests_per_second=1.0, burst_capacity=1, get_client_id=get_client_id
)
# First request should succeed
await middleware.on_request(mock_context, mock_call_next)
# Second request should be rate limited for the async-resolved client
with pytest.raises(
RateLimitError, match="Rate limit exceeded for client: async_client"
):
await middleware.on_request(mock_context, mock_call_next)
class TestSlidingWindowRateLimitingMiddleware:
"""Test sliding window rate limiting middleware."""
def test_init_default(self):
"""Test default initialization."""
middleware = SlidingWindowRateLimitingMiddleware(max_requests=100)
assert middleware.max_requests == 100
assert middleware.window_seconds == 60
assert middleware.get_client_id is None
def test_init_custom(self):
"""Test custom initialization."""
def get_client_id(ctx):
return "test_client"
middleware = SlidingWindowRateLimitingMiddleware(
max_requests=50, window_minutes=5, get_client_id=get_client_id
)
assert middleware.max_requests == 50
assert middleware.window_seconds == 300 # 5 minutes
assert middleware.get_client_id is get_client_id
async def test_on_request_success(self, mock_context, mock_call_next):
"""Test successful request within rate limit."""
middleware = SlidingWindowRateLimitingMiddleware(max_requests=100)
result = await middleware.on_request(mock_context, mock_call_next)
assert result == "test_result"
assert mock_call_next.called
async def test_on_request_rate_limited(self, mock_context, mock_call_next):
"""Test request rejection due to rate limiting."""
middleware = SlidingWindowRateLimitingMiddleware(max_requests=1)
# First request should succeed
await middleware.on_request(mock_context, mock_call_next)
# Second request should be rate limited
with pytest.raises(RateLimitError, match="Rate limit exceeded"):
await middleware.on_request(mock_context, mock_call_next)
async def test_on_request_async_get_client_id(self, mock_context, mock_call_next):
"""Test sliding window rate limiting with an async get_client_id."""
async def get_client_id(ctx):
return "async_client"
middleware = SlidingWindowRateLimitingMiddleware(
max_requests=1, get_client_id=get_client_id
)
# First request should succeed
await middleware.on_request(mock_context, mock_call_next)
# Second request should be rate limited for the async-resolved client
with pytest.raises(RateLimitError, match="client: async_client"):
await middleware.on_request(mock_context, mock_call_next)
class TestRateLimitError:
"""Test rate limit error."""
def test_init_default(self):
"""Test default initialization."""
error = RateLimitError()
assert error.error.code == -32000
assert error.error.message == "Rate limit exceeded"
def test_init_custom(self):
"""Test custom initialization."""
error = RateLimitError("Custom message")
assert error.error.code == -32000
assert error.error.message == "Custom message"
@pytest.fixture
def rate_limit_server():
"""Create a FastMCP server specifically for rate limiting tests."""
mcp = FastMCP("RateLimitTestServer")
@mcp.tool
def quick_action(message: str) -> str:
"""A quick action for testing rate limits."""
return f"Processed: {message}"
@mcp.tool
def batch_process(items: list[str]) -> str:
"""Process multiple items."""
return f"Processed {len(items)} items"
@mcp.tool
def heavy_computation() -> str:
"""A heavy computation that might need rate limiting."""
# Simulate some work
import time
time.sleep(0.01) # Very short delay
return "Heavy computation complete"
return mcp
class TestRateLimitingMiddlewareIntegration:
"""Integration tests for rate limiting middleware with real FastMCP server."""
async def test_rate_limiting_allows_normal_usage(self, rate_limit_server):
"""Test that normal usage patterns are allowed through rate limiting."""
# Generous rate limit
rate_limit_server.add_middleware(
RateLimitingMiddleware(max_requests_per_second=50.0, burst_capacity=10)
)
async with Client(rate_limit_server) as client:
# Normal usage should be fine
for i in range(5):
result = await client.call_tool(
"quick_action", {"message": f"task_{i}"}
)
assert f"Processed: task_{i}" in str(result)
async def test_rate_limiting_blocks_rapid_requests(self, rate_limit_server):
"""Test that rate limiting blocks rapid successive requests."""
# Use a generous burst but near-zero refill rate so tokens never
# replenish. The MCP SDK sends internal messages (initialize,
# notifications, list_tools for validation) whose exact count
# varies, so we give enough burst for init + several calls, then
# keep firing until we hit the limit.
rate_limit_server.add_middleware(
RateLimitingMiddleware(max_requests_per_second=0.001, burst_capacity=20)
)
async with Client(rate_limit_server) as client:
# Fire enough calls to exhaust the burst. With near-zero
# refill, we must eventually hit the limit.
hit_limit = False
for i in range(30):
try:
await client.call_tool("quick_action", {"message": str(i)})
except MCPError as exc:
assert "Rate limit exceeded" in str(exc)
hit_limit = True
break
assert hit_limit, "Rate limit was never triggered"
async def test_rate_limiting_with_concurrent_requests(self, rate_limit_server):
"""Test rate limiting behavior with concurrent requests."""
rate_limit_server.add_middleware(
RateLimitingMiddleware(max_requests_per_second=15.0, burst_capacity=8)
)
async with Client(rate_limit_server) as client:
# Fire off many concurrent requests
tasks = []
for i in range(8):
task = asyncio.create_task(
client.call_tool("quick_action", {"message": f"concurrent_{i}"})
)
tasks.append(task)
# Gather results, allowing exceptions
results = await asyncio.gather(*tasks, return_exceptions=True)
# With extra list_tools calls, the exact behavior is unpredictable
# Just verify that rate limiting is working (not all succeed)
successes = [r for r in results if not isinstance(r, Exception)]
failures = [r for r in results if isinstance(r, Exception)]
total_results = len(successes) + len(failures)
assert total_results == 8, f"Expected 8 results, got {total_results}"
# With the unpredictable list_tools calls, we just verify that the system
# is working (all requests should either succeed or fail with some exception)
assert 0 <= len(successes) <= 8, "Should have between 0-8 successes"
assert 0 <= len(failures) <= 8, "Should have between 0-8 failures"
async def test_sliding_window_rate_limiting(self, rate_limit_server):
"""Test sliding window rate limiting implementation."""
# A tight window; the SDK's internal init/list_tools requests count
# against it too, so fire tool calls until the limit is hit rather than
# hard-coding the exact request count (which differs across SDK versions).
rate_limit_server.add_middleware(
SlidingWindowRateLimitingMiddleware(
max_requests=6,
window_minutes=1,
)
)
async with Client(rate_limit_server) as client:
hit_limit = False
for i in range(10):
try:
await client.call_tool("quick_action", {"message": str(i)})
except MCPError as exc:
assert "Rate limit exceeded" in str(exc)
hit_limit = True
break
assert hit_limit, "Rate limit was never triggered"
async def test_rate_limiting_with_different_operations(self, rate_limit_server):
"""Test that rate limiting applies to all types of operations."""
rate_limit_server.add_middleware(
RateLimitingMiddleware(max_requests_per_second=0.001, burst_capacity=5)
)
async with Client(rate_limit_server) as client:
# Mix different operations; with near-zero refill the shared bucket
# is exhausted regardless of which operation trips it.
operations = [
("quick_action", {"message": "test"}),
("heavy_computation", {}),
("batch_process", {"items": ["a", "b", "c"]}),
("quick_action", {"message": "again"}),
("heavy_computation", {}),
("batch_process", {"items": ["x"]}),
]
hit_limit = False
for name, args in operations:
try:
await client.call_tool(name, args)
except MCPError as exc:
assert "Rate limit exceeded" in str(exc)
hit_limit = True
break
assert hit_limit, "Rate limit was never triggered"
async def test_custom_client_identification(self, rate_limit_server):
"""Test rate limiting with custom client identification."""
def get_client_id(context):
# In a real scenario, this might extract from headers or context
return "test_client_123"
rate_limit_server.add_middleware(
RateLimitingMiddleware(
max_requests_per_second=0.001, # near-zero refill so tokens never replenish
burst_capacity=4,
get_client_id=get_client_id,
)
)
async with Client(rate_limit_server) as client:
# Fire calls until the per-client bucket is exhausted; the exact
# burst count depends on the SDK's internal request volume.
exc_message = None
for i in range(10):
try:
await client.call_tool("quick_action", {"message": str(i)})
except MCPError as exc:
exc_message = str(exc)
break
assert exc_message is not None, "Rate limit was never triggered"
assert "Rate limit exceeded for client: test_client_123" in exc_message
async def test_global_rate_limiting(self, rate_limit_server):
"""Test global rate limiting across all clients."""
middleware = RateLimitingMiddleware(
max_requests_per_second=0.001,
burst_capacity=1000,
global_limit=True,
)
rate_limit_server.add_middleware(middleware)
async with Client(rate_limit_server) as client:
await client.call_tool("quick_action", {"message": "1"})
middleware.global_limiter.tokens = 0
with pytest.raises(MCPError, match="Global rate limit exceeded"):
await client.call_tool("quick_action", {"message": "blocked"})
async def test_rate_limiting_recovery_over_time(self, rate_limit_server):
"""Test that rate limiting allows requests again after time passes."""
rate_limit_server.add_middleware(
RateLimitingMiddleware(
max_requests_per_second=10.0, # 10 per second = 1 every 100ms
burst_capacity=4,
)
)
async with Client(rate_limit_server) as client:
# Exhaust the burst; the exact number of internal requests before the
# limit trips varies across SDK versions, so fire until it blocks.
hit_limit = False
for i in range(10):
try:
await client.call_tool("quick_action", {"message": str(i)})
except MCPError:
hit_limit = True
break
assert hit_limit, "Rate limit was never triggered"
# Wait for token bucket to refill (150ms should be enough for ~1.5 tokens)
await asyncio.sleep(0.15)
# Should be able to make another request
result = await client.call_tool("quick_action", {"message": "after_wait"})
assert "after_wait" in str(result)