chore: import upstream snapshot with attribution
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# SPDX-FileCopyrightText: 2022-present deepset GmbH <info@deepset.ai>
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#
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# SPDX-License-Identifier: Apache-2.0
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import itertools
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from collections import defaultdict
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from dataclasses import replace
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from enum import Enum
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from math import inf
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from typing import Any
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from haystack import Document, component, default_from_dict, default_to_dict, logging
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from haystack.core.component.types import Variadic
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from haystack.utils.misc import _reciprocal_rank_fusion
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logger = logging.getLogger(__name__)
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class JoinMode(Enum):
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"""
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Enum for join mode.
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"""
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CONCATENATE = "concatenate"
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MERGE = "merge"
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RECIPROCAL_RANK_FUSION = "reciprocal_rank_fusion"
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DISTRIBUTION_BASED_RANK_FUSION = "distribution_based_rank_fusion"
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def __str__(self) -> str:
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return self.value
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@staticmethod
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def from_str(string: str) -> "JoinMode":
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"""
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Convert a string to a JoinMode enum.
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"""
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enum_map = {e.value: e for e in JoinMode}
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mode = enum_map.get(string)
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if mode is None:
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msg = f"Unknown join mode '{string}'. Supported modes in DocumentJoiner are: {list(enum_map.keys())}"
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raise ValueError(msg)
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return mode
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@component
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class DocumentJoiner:
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"""
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Joins multiple lists of documents into a single list.
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It supports different join modes:
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- concatenate: Keeps the highest-scored document in case of duplicates.
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- merge: Calculates a weighted sum of scores for duplicates and merges them.
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- reciprocal_rank_fusion: Merges and assigns scores based on reciprocal rank fusion.
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- distribution_based_rank_fusion: Merges and assigns scores based on scores distribution in each Retriever.
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### Usage example:
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```python
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from haystack import Pipeline, Document
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from haystack.components.embedders import OpenAITextEmbedder, OpenAIDocumentEmbedder
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from haystack.components.joiners import DocumentJoiner
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from haystack.components.retrievers import InMemoryBM25Retriever
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from haystack.components.retrievers import InMemoryEmbeddingRetriever
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from haystack.document_stores.in_memory import InMemoryDocumentStore
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document_store = InMemoryDocumentStore()
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docs = [Document(content="Paris"), Document(content="Berlin"), Document(content="London")]
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embedder = OpenAIDocumentEmbedder()
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docs_embeddings = embedder.run(docs)
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document_store.write_documents(docs_embeddings['documents'])
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p = Pipeline()
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p.add_component(instance=InMemoryBM25Retriever(document_store=document_store), name="bm25_retriever")
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p.add_component(
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instance=OpenAITextEmbedder(),
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name="text_embedder",
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)
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p.add_component(instance=InMemoryEmbeddingRetriever(document_store=document_store), name="embedding_retriever")
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p.add_component(instance=DocumentJoiner(), name="joiner")
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p.connect("bm25_retriever", "joiner")
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p.connect("embedding_retriever", "joiner")
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p.connect("text_embedder", "embedding_retriever")
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query = "What is the capital of France?"
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p.run(data={"query": query, "text": query, "top_k": 1})
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```
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"""
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def __init__(
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self,
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join_mode: str | JoinMode = JoinMode.CONCATENATE,
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weights: list[float] | None = None,
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top_k: int | None = None,
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sort_by_score: bool = True,
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) -> None:
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"""
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Creates a DocumentJoiner component.
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:param join_mode:
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Specifies the join mode to use. Available modes:
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- `concatenate`: Keeps the highest-scored document in case of duplicates.
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- `merge`: Calculates a weighted sum of scores for duplicates and merges them.
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- `reciprocal_rank_fusion`: Merges and assigns scores based on reciprocal rank fusion.
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- `distribution_based_rank_fusion`: Merges and assigns scores based on scores
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distribution in each Retriever.
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:param weights:
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Assign importance to each list of documents to influence how they're joined.
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This parameter is ignored for
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`concatenate` or `distribution_based_rank_fusion` join modes.
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Weight for each list of documents must match the number of inputs.
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:param top_k:
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The maximum number of documents to return.
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:param sort_by_score:
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If `True`, sorts the documents by score in descending order.
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If a document has no score, it is handled as if its score is -infinity.
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"""
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if isinstance(join_mode, str):
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join_mode = JoinMode.from_str(join_mode)
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join_mode_functions = {
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JoinMode.CONCATENATE: DocumentJoiner._concatenate,
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JoinMode.MERGE: self._merge,
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JoinMode.RECIPROCAL_RANK_FUSION: self._rrf,
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JoinMode.DISTRIBUTION_BASED_RANK_FUSION: DocumentJoiner._distribution_based_rank_fusion,
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}
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self.join_mode_function = join_mode_functions[join_mode]
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self.join_mode = join_mode
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if weights:
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weight_sum = sum(weights)
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if weight_sum == 0:
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raise ValueError("The provided `weights` must not sum to zero.")
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self.weights: list[float] | None = [float(i) / weight_sum for i in weights]
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else:
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self.weights = None
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self.top_k = top_k
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self.sort_by_score = sort_by_score
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@component.output_types(documents=list[Document])
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def run(self, documents: Variadic[list[Document]], top_k: int | None = None) -> dict[str, Any]:
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"""
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Joins multiple lists of Documents into a single list depending on the `join_mode` parameter.
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:param documents:
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List of list of documents to be merged.
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:param top_k:
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The maximum number of documents to return. Overrides the instance's `top_k` if provided.
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:returns:
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A dictionary with the following keys:
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- `documents`: Merged list of Documents
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"""
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documents = list(documents)
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output_documents = self.join_mode_function(documents)
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if self.sort_by_score:
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output_documents = sorted(
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output_documents, key=lambda doc: doc.score if doc.score is not None else -inf, reverse=True
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)
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if any(doc.score is None for doc in output_documents):
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logger.info(
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"Some of the Documents DocumentJoiner got have score=None. It was configured to sort Documents by "
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"score, so those with score=None were sorted as if they had a score of -infinity."
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)
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if top_k:
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output_documents = output_documents[:top_k]
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elif self.top_k:
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output_documents = output_documents[: self.top_k]
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return {"documents": output_documents}
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@staticmethod
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def _concatenate(document_lists: list[list[Document]]) -> list[Document]:
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"""
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Concatenate multiple lists of Documents and return only the Document with the highest score for duplicates.
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"""
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output = []
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docs_per_id = defaultdict(list)
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for doc in itertools.chain.from_iterable(document_lists):
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docs_per_id[doc.id].append(doc)
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for docs in docs_per_id.values():
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doc_with_best_score = max(docs, key=lambda doc: doc.score if doc.score is not None else -inf)
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output.append(doc_with_best_score)
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return output
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def _merge(self, document_lists: list[list[Document]]) -> list[Document]:
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"""
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Merge multiple lists of Documents and calculate a weighted sum of the scores of duplicate Documents.
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"""
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# This check prevents a division by zero when no documents are passed
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if not document_lists:
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return []
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scores_map: dict = defaultdict(int)
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documents_map = {}
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weights = self.weights if self.weights else [1 / len(document_lists)] * len(document_lists)
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for documents, weight in zip(document_lists, weights, strict=True):
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for doc in documents:
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scores_map[doc.id] += (doc.score if doc.score is not None else 0) * weight
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documents_map[doc.id] = doc
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return [replace(doc, score=scores_map[doc.id]) for doc in documents_map.values()]
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def _rrf(self, document_lists: list[list[Document]]) -> list[Document]:
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"""
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Merge multiple lists of Documents and assign scores based on reciprocal rank fusion.
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"""
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return _reciprocal_rank_fusion(document_lists, weights=self.weights)
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@staticmethod
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def _distribution_based_rank_fusion(document_lists: list[list[Document]]) -> list[Document]:
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"""
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Merge multiple lists of Documents and assign scores based on Distribution-Based Score Fusion.
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(https://medium.com/plain-simple-software/distribution-based-score-fusion-dbsf-a-new-approach-to-vector-search-ranking-f87c37488b18)
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If a Document is in more than one retriever, the one with the highest score is used.
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"""
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rescaled_lists: list[list[Document]] = []
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for documents in document_lists:
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if len(documents) == 0:
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rescaled_lists.append(documents)
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continue
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scores_list = [doc.score if doc.score is not None else 0 for doc in documents]
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mean_score = sum(scores_list) / len(scores_list)
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std_dev = (sum((x - mean_score) ** 2 for x in scores_list) / len(scores_list)) ** 0.5
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min_score = mean_score - 3 * std_dev
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max_score = mean_score + 3 * std_dev
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delta_score = max_score - min_score
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# if all docs have the same score delta_score is 0, the docs are uninformative for the query
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rescaled_lists.append(
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[
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replace(
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doc,
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score=((doc.score if doc.score is not None else 0) - min_score) / delta_score
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if delta_score != 0.0
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else 0.0,
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)
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for doc in documents
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]
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)
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return DocumentJoiner._concatenate(document_lists=rescaled_lists)
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def to_dict(self) -> dict[str, Any]:
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"""
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Serializes the component to a dictionary.
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:returns:
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Dictionary with serialized data.
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"""
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return default_to_dict(
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self,
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join_mode=str(self.join_mode),
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weights=self.weights,
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top_k=self.top_k,
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sort_by_score=self.sort_by_score,
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)
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@classmethod
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def from_dict(cls, data: dict[str, Any]) -> "DocumentJoiner":
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"""
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Deserializes the component from a dictionary.
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:param data:
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The dictionary to deserialize from.
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:returns:
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The deserialized component.
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"""
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return default_from_dict(cls, data)
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